Section 2.4 Study Guide: Stock Splits and Stock Dividends

  • Purpose of Stock Splits:

    • Companies split shares when prices become too high, making trading less accessible.

    • A stock split adjusts the number of shares and share price without changing total value.

    • Reverse splits are the opposite — used when share prices fall too low (often into penny-stock range).

1. Stock Dividends:

  • A stock dividend is when a company issues additional shares instead of cash dividends.

  • Purpose: Reinvest profits into the business while rewarding shareholders.

  • Shareholders own more shares, but each share’s value decreases proportionally.

  • Example:

    • Investor owns 200 shares at $50 each → total $10,000.

    • Company issues a 10% stock dividend → 200 × 10% = 20 new shares.

    • New total: 220 shares.

    • New cost basis per share: $10,000 ÷ 220 = $45.45 per share.

    • Total value remains $10,000..

2. Stock Splits:

  • Forward (regular) split:

    • Increases number of shares, decreases price per share.

    • Purpose: Make shares more affordable to investors.

    • Total market value remains the same.

    • Can be even (2-for-1, 3-for-1) or uneven (5-for-4, 3-for-2).

  1. Example (2-for-1 split):

    • Own 100 shares @ $60 = $6,000 total.

    • After split → 100 × 2 = 200 shares.

    • New price per share = $6,000 ÷ 200 = $30/share.

  2. Example (5-for-4 split):

    • Own 100 shares @ $60 = $6,000 total.

    • New shares: 100 × 5 ÷ 4 = 125 shares.

    • New price per share = $6,000 ÷ 125 = $48/share.

3. Reverse Stock Split:

  • Purpose: Raise stock price by reducing number of shares.

  • Often used to avoid being classified as a penny stock or to meet exchange listing requirements.

  • Can also be even or uneven.

  1. Example (1-for-4 reverse split):

    • Own 100 shares @ $5 = $500 total.

    • New shares: 100 × 1 ÷ 4 = 25 shares.

    • New price per share = $500 ÷ 25 = $20/share.

    • Value remains the same ($500).

Splits & Dividends

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Splits & Dividends 〰️

Comparison Table: Stock Dividends vs Stock Splits

Feature / Stock Dividend / Stock Split / Reverse Split

  • Purpose / Reinvest profits; reward shareholders with more stock / Lower price to make shares affordable / Raise price to avoid penny-stock status

  • Effect on Shares / Increase in shares (small-scale) / Increase in shares (large-scale) / Decrease in shares

  • Effect on Share Price / Decreases proportionally / Decreases proportionally / Increases proportionally

  • Total Market Value / Unchanged / Unchanged / Unchanged

  • Term / Typically small (e.g., 5–10%) / Even or uneven (2-for-1, 3-for-2, etc.) / Even or uneven (1-for-2, 1-for-4, etc.)

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✺ Review questions ✺

  • To make shares more affordable and increase market liquidity.

  • Forward splits increase share count and lower price; reverse splits reduce share count and raise price.

  • The number of shares doubles, and the price per share halves.

  • 25 shares.

  • A stock dividend is when additional shares are issued instead of cash; total value remains the same.

  • 220 shares (200 + 10% = 220).

  • No — total value remains the same; only share count and price per share change.